This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.
Provide support and guidance to operations during internal/external audits
Act as independent reviewer and evaluation body to ensure that compliance issues/concerns within client area are being appropriately evaluated, investigated and resolved.
Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues and provide general guideline on how to avoid or deal with similar situations
Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operations and progress of compliance efforts
Educating and training employees on compliance guidelines
This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.
Provide support and guidance to operations during internal/external audits
Act as independent reviewer and evaluation body to ensure that compliance issues/concerns within client area are being appropriately evaluated, investigated and resolved.
Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues and provide general guideline on how to avoid or deal with similar situations
Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operations and progress of compliance efforts
Educating and training employees on compliance guidelines
Regulatory & Compliance Knowledge
Bachelor’s degree in banking and finance, law, business administration, or a related field (a master’s degree is a plus).
3-5 years of experience as a Compliance Officer mainly in Banking industry (Compliance and financial services regulation)
Experience in risk management in banking
Soft Skills / Others
Excellent communication skills
Highly analytical and attention to details
Strong leadership and interpersonal skills; must exhibit good independent judgement